HOW does CU-Boulder identify conflicts of interest or commitment and how do I access the DEPA?
The University requires faculty to submit an annual on-line Disclosure of External Professional Activities (DEPA).
WHO is required to submit the DEPA?
All faculty, and any other employee (regardless of job title/postion), or student with responsibility for the design, conduct or reporting of research are considered critical to the research process and must disclose any significant financial interest (SFI) and external professional activity that could compromise university decision making or duties. Projects and protocols submitted to the Office of Grants and Contracts or to the IRB cannot receive approval until an annual DEPA is submitted, reviewed and approved. It is not for each individual researcher to decide if he/she must report based on a belief that no conflicts exist. ALL personnel listed in the groups below must report, as stipulated, in order for the institution to be in compliance with federal regulations.
The following University of Colorado Boulder personnel required to submit an annual Disclosure of External Professional Activities (DEPA):
WHEN does the DEPA need to be submitted?
Between January 15 and March 31, as well as any time throughout the year if circumstances change.
How often should the DEPA be submitted?
Annually, and updated within 30 days of a status change.
How involved is the DEPA process?
For 97% of employees, it is a simple, short process that will take only a few minutes.
Why are there unique reporting requirements for PHS/NIH funded research personnel?
As of August 24, 2012, academic institutions are required to implement changes in some of the regulations governing Conflict of Interest reporting. These changes affect research personnel who receive funding from/are supported by Public Health Service (PHS) agencies, including, but not limited to, the National Institute of Health (NIH). An expanded list of agencies can be found at:http://www.hhs.gov/about/orgchart/. Also see the Public Health Services Agencies/NIH section of this website.
What are the requirement specifics regarding department approval of self-authored instructional material?
A process has been adopted that addresses the real, potential or perceived conflict of interest that may arise in situations where self-authored instructional material is required/recommended for the author's course. Specifically, one of the DEPA questions will ask if the instructor has obtained departmental approval via the use of the Self-Authored Teaching Materials Approval Form. If you do not have approval, your DEPA status will not be in compliance until you do. The COIC office does not need a copy of the signed approval form. However, the approval information must be acknowledged in this DEPA reporting system and certified per the usual final step of submitting your DEPA report for review. Use of Self-Authored Instructional Material Approval Form
Outside consulting activities are govened by the APS regarding the 1/6th rule. Consulting Approval Form
Technology Transfer Office (TTO), for information governing: intellectual property (IP); patents/ licensing/ copyrights/ trademarks for discoveries/inventions/educational materials and software; start-up company development; materials transfer agreements.