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Dialogue on Defense:
Briefings by the Secretary of Defense

 

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Frank C. Carlucci

 

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Frank C. Carlucci, who had served as Caspar Weinberger's deputy secretary between 1981 and 1983, succeeded him as secretary of defense.


Carlucci was born in Scranton, Pennsylvania, on 18 October 1930. After graduation from Princeton University in 1952, he served two years as a lieutenant in the U.S. Navy. In 1956 after study at the Harvard Graduate School of Business Administration and a short stint in private business, Carlucci joined the Department of State as a foreign service officer.

His State Department assignments took him to South Africa, the Congo, Zanzibar, and Brazil between 1957 and 1969. He left the State Department in 1969 to join the Office of Economic Opportunity as assistant director, and moved up to director late in 1970. He then became associate director and deputy director of the Office of Management and Budget (1971-72) and under secretary of the Department of Health, Education, and Welfare (1972-74). At both places he worked under Caspar Weinberger.

In 1975 Carlucci returned to the State Department to serve as ambassador to Portugal until 1978, when he went to the Central Intelligence Agency as deputy director, staying until January 1981. The next month he joined Weinberger at the Department of Defense as deputy secretary. Strongly supported by Weinberger, Carlucci was selected for the post even though some of President Reagan's advisers opposed him because he had served in the Carter administration. As deputy secretary he worked closely with Weinberger, assuming responsibility for the day-to-day management of the Pentagon and overseeing the defense budget and procurement. He created the Defense Resources Board and proposed the "Carlucci initiatives" to bring more stability and order into the defense procurement process.

Carlucci left the Pentagon in January 1983 to become president and later chairman and chief executive officer of Sears World Trade, Inc., in Washington. He stayed with Sears until 1986, when he moved to the White House as assistant to the president for national security affairs. In 1985-86, while still with Sears, he served on the President's Blue Ribbon Commission on Defense Management, chaired by David Packard. Carlucci worked particularly on the issues of long-range planning and the budgeting and programming process.

Carlucci did not undertake extensive organizational changes in DoD, probably because he entered office toward the end of the Reagan administration. Although he had earlier been skeptical about the provisions of the Goldwater-Nichols Act giving the JCS chairman more power, he concluded eventually that the changes had worked out well.

Carlucci did much to promote foreign and military policies on his many visits abroad. During his 14 months as secretary of defense, he made 13 trips overseas, devoting about 25 percent of his time to visiting Europe, the Middle East, Africa, and Asia. The first incumbent secretary of defense to visit the Soviet Union, he went there twice: from 29 May to 1 June 1988 to attend a Reagan-Gorbachev summit meeting, and again early in August 1988 for meetings with his counterpart, Soviet Defense Minister Dmitri Yazov. Carlucci established what he termed a "bridge of communications" with Yazov, but he saw no evidence to support the Soviet claim that they had adopted a defensive strategy. Carlucci concluded that the United States should continue to strengthen its own military capacity and that of the North Atlantic Treaty Organization.

The Defense budget confronted Carlucci with his most important domestic issue. As soon as he took office in November 1987, he had to deal with the DoD budget request for fiscal year 1989, beginning on 1 October 1988. Shortly after the stock market crash in October 1987, the administration and Congress agreed on limiting the FY 1989 DoD budget to about $299 billion, some $33 billion less than President Reagan had requested earlier. Carlucci established priorities for allocating the reduced funds among the military services and other units of the Defense Department. He chose to reduce personnel levels in order to protect a proposed military pay increase, and to reduce the force structure rather than cut training and support. In addition he terminated uneconomical or marginal programs and deferred or delayed others.

To help accommodate to the tighter budget Carlucci wanted to close wasteful and unneeded military bases in the United States. Disposing of these bases was difficult, in large part because individual members of Congress resisted shutting down military installations in their own districts and states. To circumvent the usual congressional obstacles, Carlucci proposed the creation of the Commission on Base Realignment and Closure. The commission, established in 1988 with a bipartisan membership selected by the secretary, submitted a list of nearly 90 bases to be eliminated. Carlucci endorsed the entire list, and Congress subsequently accepted it. Carlucci actually thought the matter ought to be exclusively in the hands of the secretary of defense, but he proposed the commission approach as a politically viable way to achieve the result.

Carlucci worried about proposals in Congress to provide quick fixes in the procurement area including establishment of an independent procurement control agency, a special inspector general to investigate reports of Pentagon corruption, and strengthening the "revolving door" laws involving the Pentagon and military contractors. He set new guidelines for procurement emphasizing multiyear buying, adoption of a total quality management program for procurement, fewer auditors, and strengthening of the position of under secretary for acquisition, established in 1986. In an important speech in September 1988 Carlucci proposed a five-point program to streamline the procurement process, urging Congress to (1) combine the authorization and appropriations processes; (2) reduce the number of committees and subcommittees having overlapping oversight of DoD budgeting; (3) revise procedures to make it impossible for individual members to introduce amendments to the budget bill forcing the president to buy items not in his budget request; (4) shift to a biennial Defense budget; and (5) adopt reforms to further stabilize the procurement process, including funding more programs on a multiyear basis.

As a firm supporter of SDI, Carlucci opposed negotiations on arms control that might limit U.S. choices in developing, testing, and deploying SDI systems. State Department arms control negotiator Paul H. Nitze and Admiral Crowe, among others, thought that it might be possible, in the interests of securing a new arms control agreement, to negotiate with the Soviet Union some limits on SDI testing without compromising the SDI program. Carlucci consistently opposed any such agreement.

After signature of the Intermediate-Range Nuclear Forces (INF) Treaty in 1987, the State Department hoped to move rapidly on a strategic arms reduction treaty (START). Carlucci again argued against negotiating limitations on SDI research and development, and Reagan made it clear that he would not trade SDI for a START agreement. Carlucci publicly defended SDI technological progress, observing that the major obstacle to securing the system was likely to be political rather than technical. He acknowledged the unlikelihood of achieving a perfect antimissile defense system, but argued that SDI would strengthen the U.S. deterrent at a time when the nation had no real defense against incoming missiles. He also portrayed SDI as a defense against rogue countries, such as Libya, that might be able to obtain nuclear-armed missiles capable of reaching the United States. Although he did not get as much money as he wanted for SDI in the FY 1989 budget, he secured enough to keep research and development work underway.

His stand on SDI did not detract from Carlucci's support of the efforts of the Reagan administration to negotiate arms control agreements with the Soviet Union. Some arms control advocates saw his appointment as secretary of defense to succeed Weinberger in 1987 as a sign that the Pentagon would soften its hard line approach on the issue. Carlucci testified strongly in favor of the INF Treaty, which he saw as enhancing NATO security in several ways. The treaty would reduce the Soviet military threat to Western Europe by removing an entire class of missile systems from the area and demonstrate to the USSR that NATO nations had the political will to make and support decisions necessary to ensure their security. He also emphasized that the INF Treaty included stringent verification provisions. To implement the verification process of the INF Treaty, Carlucci created the On-Site Inspection Agency on 15 January 1988.

The long war between Iran and Iraq in the 1980s threatened the interests of the United States and its friends in the Persian Gulf region and confronted Carlucci with a major crisis. The United States began to convoy Kuwaiti tankers, carrying the U.S. flag, in the summer of 1987, shortly before Carlucci arrived at the Pentagon. He had played a central role in the development and implementation of the reflagging and convoy policy as Reagan's national security adviser before he became secretary of defense.

Carlucci left office on 20 January 1989 with the advent of the Bush administration. In an interview with reporters shortly before his departure, Carlucci said he was most proud of three accomplishments: persuading Congress to agree to streamline base closing procedures, the conduct of the successful tanker escort operation in the Persian Gulf, and the development of a new, positive relationship with Soviet military authorities. 

After he left the Pentagon, Carlucci joined the Carlyle Group, a Washington investment partnership, as vice president and managing director; he later became chairman. In the ensuing years, he wrote, spoke, and testified frequently on defense issues.

http://www.defenselink.mil/specials/secdef_histories/index.html



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