Report of the

Administrator Appraisal Committee[1]

Concerning

Dean Steven Manaster, Leeds School of Business

 

Fifth-Year Review, Fall 2003

 

 

DESIGN OF THE SURVEY

 

The Administrator Appraisal Program (AAP) seeks to provide in-depth feedback with a high rate of faculty response, in order to assure a representative survey.  Faculty have the opportunity to provide AAP feedback to the review/ reappointment process when the president, chancellor, provost, or the dean of their school or college is undergoing the third- or fifth-year review.  Faculty are also requested to complete and return a “BFA Satisfaction Survey” addressing campus-wide concerns such as salary and benefit programs.  In regard to the appraisal of administrators, the surveys contain questions addressing the effectiveness of each administrator's performance in key areas.  Eleven questions--addressing general administrative style, salary process, and diversity--are common for all administrators.  The remaining questions are performance-based and tailored to the specific circumstances of the administrator and school or college.  Responses are solicited using an effectiveness scale of 1 to 5, in which 1 = very ineffective and 5 = very effective (the ratings in between the committee has interpreted as 2 = less than effective, 3 = effective, 4 = more than effective), plus a "Don't Know" option. 

 

SURVEY PARTICIPATION

 

The AAP Committee had agreed, on the advice of several faculty members who specialize in survey methods, that a 60% return rate would be needed for a reliable statistical study. The Leeds School of Business faculty surveyed included 76 tenured and tenure-track faculty as well as instructors with a contract of at least one year.   The survey yielded a return rate of 80% (61 respondents out of 76 surveyed), well over the threshold needed for reliability. 

 

 


AIMS OF THE AAP EVALUATION

 

The AAP Committee hopes to provide a developmental picture of strengths and weaknesses for administrators standing for review or reappointment in AY 2003-2004. Broadly viewed, we considered threefour  general categories in evaluating responses:

 

Strengths to Build On represent areas of the administrator’s performance that were rated as highly effective by a substantial majority of the faculty  (60% or more ratings of 4 or 5).   

 

Assets to Protect are areas where 50% - 59% of the responding faculty ranked the administrator’s performance as a 4 or 5. Hence, any reallocation of effort to correct weaknesses or changes in direction should try to protect these strengths.

 

Issues to be Mindful Of have ratings of 3, 4, or 5 by the majority of the respondents, but are judged less than effective by a significant minority of respondents (25% - 39% ratings of 1 or 2).

 

Areas that Need Improvement are areas judged by a significant fraction of the faculty as unsatisfactory (40% or more ratings of 1 or 2).

 

OVERVIEW

 

Half or more of the responding faculty assigned ratings of 3 or higher to Dean Manaster’s performance in 13 of the 25 areas surveyed.  At the same time, 40% or more of the faculty gave ratings ranging from less than effective to very ineffective on 20 of the 25 questions.  The previous third-year review of Dean Manaster in fall 2001 noted a bi-modal pattern of response (that is, a concentration of ratings at the ends of the spectrum rather than spread evenly throughout or at the midpoint of the scale) on many of the questions. While that pattern persists in some areas, it is a less prevalent pattern in the evaluation responses of the fall 2003 administrator appraisal. 

 

 

Strengths to Build On (60% or more ratings of 4 or 5) 

 

The committee defined these to be areas in which at least 60% of the respondents gave ratings of 4 or 5.  There were no survey items on which Dean Manaster received ratings of 4 or 5 by 60% or more of the respondents.  Therefore none of the 25 questions are classified under the Strengths to Build On category.  In the previous evaluation Dean Manaster received ratings in this category on two questions having to do with fundraising and executive education.  In this evaluation, those areas are still considered effective, but because less than 60% of the faculty gave them ratings of 4 or 5, they are reported in the next section (see “Assets to Protect”).  

           

 

Assets to Protect (50% - 59% ratings of 4 or 5)

 

Dean Manaster received ratings of more than effective to very effective from over half the faculty in these areas of support for innovative research:

 

 

Issues to be Mindful Of (25% - 39% ratings of 1 or 2)

 

Due to the high variance of respondent ratings, the three questions above categorized as “Assets to Protect” also fell into the category of Issues to be Mindful Of.  In addition, aA significant percentage of respondents (27% - 38%) assigned ratings of 1 or 2 to the following questions:

 

 

Areas In Need of Improvement (40% or more ratings of 1 or 2)

 

Of the 25 questions in the survey, 20 were rated as less than effective to very ineffective by 40% or more of the respondents..  These fall into several general categories.   The majority of the questions fall into a category involving the treatment of faculty and faculty’s inclusion in decision-making processes:

 

 

The responses to other questions expressed concerns about administrative and management process:

 

 

Concern was expressed about commitment to the teaching mission of the CollegSchoole: 

 

 

The remaining questions in this category were:

 

 

COMPARISON TO RATINGS IN THE THIRD-YEAR REVIEW IN FALL 2001

 

Dean Manaster was evaluated under this program for the purpose of his first reappointment in fall 2001.  The table below summarizes the category ratings for the two evaluation periods.[2] 

 

CATEGORY

 

CATEGORY

DEFINITION

FALL 2001

FALL 2003

Strengths to Build On

 

60% or more of respondents rated as 4 or 5

2

0

Assets to Protect

 

50% - 59% of respondents rated as 4 or 5

1

3

Issues to be Mindful Of

 

25% - 39% of respondents rated as 1 or 2

9

5

Areas In Need of Improvement

40% or more of respondents rated as 1 or 2

11

20

 

 

The general pattern seen in the table above is a downward shift in the ratings.  The data organized by question show generally lower ratings for most questions.  One area of improvement was in Effective delegation of authority.  Faculty also gave somewhat higher ratings in the 2003 evaluation on Lead school to equitable salary system.

 


BFA SATISFACTION SURVEY RESULTS

 

Questions from the BFA Satisfaction Survey of the Leeds School faculty may provide an important context in which to consider the evaluation of Dean Manaster concerning salary and an atmosphere of trust and collegiality.  With respect to equitable salary distribution, the ratings from the two surveys are almost identical. Dean Manaster’s mean rating was 2.6 and the Satisfaction Survey mean rating was 2.5.  Faculty appear to see the salary issues as systemic to the university. 

 

Many of the questions that fall into the “Needs Improvement” category in Dean Manaster’s appraisal have to do with faculty discontent in regard to an atmosphere of trust and inclusiveness and communication in the Leeds School.  Therefore, it may be helpful to consider the faculty’s evaluation of the overall state of collegial relations in the School, aside from their reactions to the dean. The faculty of the School report improvement in relations among colleagues.  In the 2003 Satisfaction Survey, Relationships with colleagues received a very positive 87% of 3, 4, or 5 ratings, with a mean of 3.7.  In the 2001 Satisfaction Survey this question received a positive 70% of 3, 4, or 5 ratings with a mean of 3.4.  However, Dean Manaster’s ratings in the 2001 and 2003 surveys have declined from a mean rating of 2.5 to 2.1 on the question of Managing conflicts among faculty and staff, from a mean of 2.4 to 2.1 for Creating an atmosphere of trust, and from a mean of 2.4 to a mean of 2.1 for Treat all faculty fairly and inclusively.

 

 

CONCLUSIONS

 

The appraisal of Dean Manaster received a high survey response rate of 80% of the business faculty. For 20 of the 25 questions, Dean Manaster’s performance was judged as less than effective or very ineffective by at least 40% of the faculty.  Significant numbers of respondents expressed concern about decision-making processes guiding the school.   Openness, inclusiveness, trust, and fairness are the focus of the concerns. The majority of the questions in these areas of dissatisfaction focus on the need for communication with faculty and inclusion of faculty in determining goals and performance standards.  Faculty expressed concern about the effectiveness of Dean Manaster in fostering an atmosphere that supports diversity and accomplishes the goals articulated in the Leeds gift.  The most significant area of faculty concern relates to the undergraduate experience.  On this question, 74% of the respondents judged Dean Manaster’s performance to be less than effective (19%) or very ineffective (55%). 

 

Dean Manaster’s performance ratings in this survey show strength in areas of fundraising, executive education and improving the faculty through hiring, retention and support.  While the ratings in these categories are lower than those in the fall 2001 appraisal, over 50% of the faculty still rated Dean Manaster’s performance as 3 or above. 

 

 

 



 

[1] The members of the committee are Chair Cathy Comstock, Co-Director Farrand Academic Program; Professor Chick Judd, Psychology; Professor Wayne Gazur, Law; JEFf Schiel, Assistant Director, Office of Planning, Budget, & Analysis; Professor James Palmer, Film Studies; Dean Anne Heinz, Continuing Education; Professor Betty Jackson, Leeds School of Business; Professor Richard Laver, Mathematics; Professor Judith Glyde, Music; Professor Bruce Henderson, Journalism.

 

[2] Note that the sums are not equal to the total number of questions in the survey.  The category definition and variance in ratings make it possible for some questions to fall into more than one category (e.g., in the 2003 survey,  three of the questions in Assets to Protect also fell into Issues to be Mindful Of). The two evaluation periods also had a different number of questions.  The 2001 survey had 22 questions and the 2003 survey had 25 questions. Questionnaires are available from the Office of Planning, Budget and Analysis.